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312 Walnut Street Suite 3500, Cincinnati, OH 45202-9834 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| OH | RA | APPROVED | 2025-09-03 |
Branch Locations
1875 Century Park E Suite 1780, Los Angeles, CA 90067 • United States
312 Walnut Street Suite 3500, Cincinnati, OH 45202-9834 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2011 | 03/2019 |
| Belmont Capital Group | Los Angeles | CA | 06/2019 | Present |
Belmont Capital, LLC; no longer an investment-related business as-of 8/31/25; 1875 Century Park E Suite 1780, Los Angeles, CA 90067; shell business for transactional purposes; employee; VP - Trading & Operations; 2019; 1; 0; business is a shell to continue to facilitate asset purchase payments as per agreement between (i) Gateway Investment Advisers, LLC, (ii) Belmont Capital, LLC, (iii) Daniel Beckwith, and (iv) Stephen Solaka.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-25 |
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