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Employer firm

New York Life Investment Management LLC CRD 109591

$121B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-28
  • NY RA
    APPROVED
    Since 2021-10-28

Branch Locations

Brooklyn, NY • United States

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Long Island City NY 02/2017 12/2018
Michigan State University East Lansing MI 09/2012 01/2017
New York Life New York NY 01/2019 Present
  • 02/2017 → 12/2018
    Citigroup
    Long Island City, NY
  • 09/2012 → 01/2017
    Michigan State University
    East Lansing, MI
  • 01/2019 → Present
    New York Life
    New York, NY
Previous Registrations
Other Businesses

Scrambled Productions, LLC; 288 Ainslie St. Apt. B Brookly, NY 11211; not investment related; music, music production, artist since 6/1/2019; 80 hours per month not during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-12
  • S66 Uniform Combined State Law Examination
    2018-09-12
Other Names
  • Max Ryan Press
  • Max Press

View on SEC IAPD

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