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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mirkovic Teal Group | Albany | NY | 02/2017 | 05/2018 |
| Ameriprise Financial Services, Inc | Albany | NY | 05/2018 | 01/2020 |
| Ameriprise Financial | Albany | NY | 08/2019 | 01/2020 |
| Siena College | Loudonville | NY | 01/2015 | 05/2018 |
| Sgroi Wealth Management | East Greenbush | NY | 05/2016 | 09/2016 |
| Ameriprise Financial | Albany | NY | 02/2017 | 05/2018 |
| Ameriprise Financial | Albany | NY | 05/2018 | 05/2019 |
| Ameriprise Financial | Albany | NY | 05/2019 | 08/2019 |
| Peter Mortka | Albany | NY | 01/2020 | Present |
| Ryan Hungershafer | Albany | NY | 01/2020 | Present |
| Daniel Oconnor | Albany | NY | 01/2020 | Present |
| Northwestern Mutual Investment Services Llc | Albany | NY | 01/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-09 |
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