Rajesh H Patel

Current Employers

Employment History

• 01/2016 → 09/2016
  Hpe
  Chicago, IL
• 09/2016 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/2016 → 01/2024
  Equitable Advisors, Llc
  New York, NY
• 01/2024 → Present
  Principal Life Insurance Company
  Downers Grove, IL
• 01/2024 → Present
  Principal Securities, Inc.
  Downers Grove, IL

Previous Registrations

• 2017-02-16 → 2024-01-31
  Equitable Advisors, Llc
  Oak Brook, IL
  Bloomingdale, IL
  Oak Brook, IL

Other Businesses

**INSURANCE POSITION: Insurance Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 3 START DATE: 05/15/2025 ADDRESS: 3333 Finley Road Suite 500, Downers Grove IL 60505, United States DESCRIPTION: Selling Fixed Life Insurance products such as fixed and index annuities as well as fixed life and variable life products as well as Variable Annuities from Principal Product Network (PPN) via CRUMP. **INDIAN AMERICAN MEDICAL ASSOCIATION CHARITABLE FOUNDATION POSITION: Indian American Medical Association Charitable Foundation Trust Committee Advisor NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 2645 W Peterson Avenue, Chicago IL 60659, United States DESCRIPTION: My role is one of 4 investment advisors to the Indian American Medical Association Charitable Foundation investment accounts held at Merrill Lynch and Morgan Stanley. The objective is to advise on the portfolio currently held and potentially make recommendations. The IAMACF serves as a free health clinic for individuals who cannot afford medical treatment or care. More details on the website.

Exams

• S66 Uniform Combined State Law Examination
  2017-01-31

Other Names

• Raj Patel