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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-21
NY RA APPROVED 2024-11-19
  • NJ RA
    APPROVED
    Since 2024-11-21
  • NY RA
    APPROVED
    Since 2024-11-19

Branch Locations

830 Morris Turnpike Suite 208, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Short Hills NJ 11/2024 Present
Wfgia Short Hills NJ 03/2023 Present
Student London 03/2019 10/2020
Student Oxford 08/2017 03/2019
Transamerica Financial Advisors, Inc Short Hills NJ 05/2023 07/2024
Transamerica Financial Advisors, Inc Short Hills NJ 05/2023 07/2024
Student New Haven CT 09/2022 05/2023
Cleary Gottlieb Steen And Hamilton Llp New York NY 09/2021 09/2022
Ernst Young New York NY 09/2020 09/2021
Aig New York NY 01/2016 07/2017
Transperfect New York NY 09/2024 Present
  • 11/2024 → Present
    Transamerica Financial Advisors, Inc
    Short Hills, NJ
  • 03/2023 → Present
    Wfgia
    Short Hills, NJ
  • 03/2019 → 10/2020
    Student
    London
  • 08/2017 → 03/2019
    Student
    Oxford
  • 05/2023 → 07/2024
    Transamerica Financial Advisors, Inc
    Short Hills, NJ
  • 05/2023 → 07/2024
    Transamerica Financial Advisors, Inc
    Short Hills, NJ
  • 09/2022 → 05/2023
    Student
    New Haven, CT
  • 09/2021 → 09/2022
    Cleary Gottlieb Steen And Hamilton Llp
    New York, NY
  • 09/2020 → 09/2021
    Ernst Young
    New York, NY
  • 01/2016 → 07/2017
    Aig
    New York, NY
  • 09/2024 → Present
    Transperfect
    New York, NY
Previous Registrations
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. TRANSPERFECT/Investment Related - No/1250 Broadway New York, NY 10001/Document Review and Translation/Reviewer/09.2024/50/0/Document Review and Translation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-24
  • S66 Uniform Combined State Law Examination
    2023-07-24

View on SEC IAPD

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