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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wichita Falls | TX | 05/2016 | Present |
| Herbalife, International | Wichita Falls | TX | 02/2012 | Present |
Since March of 2012 I have been affiliated with Herbalife International as an independent distributor and health coach. I practice this business very minimally (2 hours week approximately) and only on personal time outside of my hours at Merrill Lynch. I am not growing this business nor am I invested in an of the company's stock or public interests. I only provide product for a select few loyal customers. I disclosed this and it was approved with Merrill Lynch when I was hired in May of 2016. I operate this out of my home mostly, so business address is my residential address. The nature of the business is retailing of health and wellness supplemental products provided by Herbalife International. I*2029296, Entity Type, Entity for Profit, Name of OBA: Young Living, Address: Lehi, UT, 84043, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 10/11/2024, No Hours: 10hrs/Ann, No Hours during trading: 0, Duties: I am not expected to perform any responsibilities or actions. This is a network marketing company that I have a Loyalty Rewards account with to order my product monthly at a discount. The potential for me to earn cash commissions is there if other friends or family sign up to do the same. This is just like the Herbalife disclosure. Commissions are not guaranteed and occasional depending on orders made by other loyalty customers referred by me. I*3663270Entity Type: Fiduciary roleName of OBA: EST OF J. D H. ESTATEAddress: Wichita Falls, Texas, 76308Investment Related: NoPosition, Title, Association: ExecutorEmployee Start Date: 01/15/2026Number of Hours: 2, WeeklyNumber of Hours during trading: 2, WeeklyDuties: Executor/ Parents, Siblings I*3650272, Entity Type: , Name of OBA: J D H Estate, Address: Wichita Falls, Texas, 76308, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 01/15/2026, No Hours: 5 Monthly, No Hours during Trading: 2 Monthly, Duties: I*3755302, Entity Type: Entity For Profit, Name of OBA: Hancock Oil Properties, Address: Wichita Falls, Texas, 76308, Investment Related: N, Position, Title, Association: Treasurer, Other, Employee Start Date: 02/09/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Writing check to pay operating and monthly expense for oil lease. Family partnership for oil interest and oil lease operation. Legal process after my mother's passing required my brother and I be named in LP for continuing operation. I*4646300, Entity Type: , Name of OBA: Emmanuel Baptist Church, Address: Wichita Falls, Texas, 76306, Investment Related: N, Position, Title, Association: bookkeeper, Employee Start Date: 07/13/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Maintain spreadsheet for incoming and outgoing funds, prepare checks to utilities and pastoral team for check signers to sign and approve. No check writing or funds distribution authority. This is the church my husband and I attend. The pastor reached out to me to see if I would be interested or able to act as their bookkeeper, due to the fact that their current one just gave her notice. The duties would be to balance bank account, maintain spreadsheet for incoming funds and donations and outgoing bills. I would also have to prepare checks for bills and payment to pastoral team. There is no investing, no relationship to ML or BofA. No check signing or funds distribution
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-06 |
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