David G Miller

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 10/2017
  Lawing Financial Inc.
  Overland Park, KS
• 07/2010 → 04/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 07/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 04/2018 → 12/2021
  Private Client Services
  Overland Park, KS

Previous Registrations

• 2006-01-31 → 2017-10-13
  Lawing Financial Inc
  Overland Park, KS
  Overland Park, KS
• 2005-02-14 → 2005-11-23
  Morgan Stanley Dw Inc.
  Overlandpark, KS
  Overland Park, KS

Other Businesses

2)INSURANCE AGENT, NON-INVESTMENT RELATED, 6201 COLLEGE BLVD - 7TH FL OVERLAND PARK KS 66211, AGENT, INSURANCE SALES THROUGH VARIOUS CARRIERS.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-11

Other Names

• David G. Miller