Katharine D Kurtz

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-23
NC	RA	APPROVED	2018-07-13

TX RA
APPROVED

Since 2020-04-23
NC RA
APPROVED

Since 2018-07-13

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Charlotte	NC	01/2018	Present
Edward Jones	Charlotte	NC	06/2016	12/2017
Morgan Stanley Private Bank, N.A.	New York	NY	07/2025	Present

01/2018 → Present

Morgan Stanley Smith Barney Llc

Charlotte, NC
06/2016 → 12/2017

Edward Jones

Charlotte, NC
07/2025 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

*409202 - Vici Homes LLC; Investment related Yes; Sherrills Ford, North Carolina; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2020; During business hours: 0; After business hours:1; Administrative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-13

S66 Uniform Combined State Law Examination

2018-07-13

Other Names

Katharine Drew Smith
Katharine Drew Kurtz
Drew Kurtz

View on SEC IAPD