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Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-07-20
  • GA RA
    APPROVED
    Since 2023-07-20

Branch Locations

1827 Powers Ferry Rd. Bldg 14, Suite 105, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services, Inc. Atlanta GA 05/2016 12/2016
Foresters Financial Services Atlanta GA 12/2016 05/2018
Kestra Advisory Services, Llc Atlanta GA 12/2019 06/2023
Kestra Investment Services, Llc Atlanta GA 05/2018 06/2023
Arkadios Capital Atlanta GA 06/2023 Present
Arkadios Wealth Advisors Atlanta GA 06/2023 Present
  • 05/2016 → 12/2016
    Foresters Financial Services, Inc.
    Atlanta, GA
  • 12/2016 → 05/2018
    Foresters Financial Services
    Atlanta, GA
  • 12/2019 → 06/2023
    Atlanta, GA
  • 05/2018 → 06/2023
    Kestra Investment Services, Llc
    Atlanta, GA
  • 06/2023 → Present
    Arkadios Capital
    Atlanta, GA
  • 06/2023 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

Strive Financial Solutions, Is Investment Related, 1827 Powers Ferry Rd, bldg 14 Suite 100, Atlanta, GA, 30339, working with clients, Advisor, 5/23/2018, 150 hours per month,150 hours per month during trading hours, working w clients on: financial planning methods, asset allocation -- am i invested properly? Is it too aggressive? Too conservative?

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-05
S63 Uniform Securities Agent State Law Examination 2016-07-13
  • S66 Uniform Combined State Law Examination
    2019-12-05
  • S63 Uniform Securities Agent State Law Examination
    2016-07-13

View on SEC IAPD

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