Daniel Joseph Ries

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 01/2018
  Country Capital Management Company
  Bloomington, IL
• 01/2018 → Present
  Transamerica Retirement Solutions
  Saint Paul, MN
• 01/2018 → Present
  Transamerica Investor Securities Corporation
  St. Paul, MN

Other Businesses

Support Worker: My aunt receives government assistance to help with daycare for her [REDACTED] twins. I will occasionally help with babysitting on days that I am available. The companys name is Orion Associates located in Golden Valley, MN. The address is 9400 Golden Valley Rd, Minneapolis, MN 55427. Hours will vary from month to month (roughly 0-20 per month). Again only will watch them when I am available (does not interfere with full-time position), job does not interfere with working hours. Position is not investment related. Start date: December of 2017. Hourly wage is $15/hour. Manger's name is Caryn Carlson (612-834-2065).

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-03-29
• S63 Uniform Securities Agent State Law Examination
  2016-08-10

Other Names

• Daniel Joseph Ries
• Daniel J Ries