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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-09-14
DC RA APPROVED 2021-09-10
TX RA APPROVED_RES 2021-09-10
MN RA APPROVED 2017-03-31
  • OK RA
    APPROVED
    Since 2021-09-14
  • DC RA
    APPROVED
    Since 2021-09-10
  • TX RA
    APPROVED_RES
    Since 2021-09-10
  • MN RA
    APPROVED
    Since 2017-03-31

Branch Locations

Woodbury, MN • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mayo Clinic Rochester MN 12/2013 10/2016
Thrivent Investment Management Inc Rochester MN 07/2016 Present
Thrivent Financial Appleton WI 10/2016 01/2017
Thrivent Financial Appleton WI 01/2017 08/2021
Thrivent Financial Appleton WI 08/2021 Present
  • 12/2013 → 10/2016
    Mayo Clinic
    Rochester, MN
  • 07/2016 → Present
    Rochester, MN
  • 10/2016 → 01/2017
    Thrivent Financial
    Appleton, WI
  • 01/2017 → 08/2021
    Thrivent Financial
    Appleton, WI
  • 08/2021 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

WEHMANN MODELS & TALENT, INC POSITION: Talent/model NATURE: Providing talent for business seeking models for campaigns, videos, print, commercials, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: 1128 Harmon Place, Suite 202, Minneapolis MN 55403, United States DESCRIPTION: Provide modeling services FAITH! FOSTERING AFRICAN-AMERICAN IMPROVEMENTS IN TOTAL HEALTH POSITION: Community Steering Committee NATURE: Educating the AA community of good health practices for quality of life. Providing resources and knowledge in addition to access to health professionals. We created an app and are very active mainly in the AA church population. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2024 ADDRESS: 201 W Center St, Rochester MN 55902, United States DESCRIPTION: social media, events, grant review support

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-30
S63 Uniform Securities Agent State Law Examination 2016-10-24
  • S65 Uniform Investment Adviser Law Examination
    2017-03-30
  • S63 Uniform Securities Agent State Law Examination
    2016-10-24
Other Names
  • Jackson Eles Jamia

View on SEC IAPD

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