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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-02-09 |
Branch Locations
7540 Windsor Dr Suite 109, Allentown, PA 18195 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Wyomissing | PA | 03/2016 | 05/2020 |
| The Prudential Insurance Company Of America | Wyomissing | PA | 07/2016 | 05/2020 |
| Transamerica Agency Network | Cedar Repids | IA | 05/2020 | Present |
| United Financial Services | Baltimore | MD | 05/2020 | Present |
| Transamerica Financial Advisors, Inc | Allentown | PA | 02/2022 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc TRANSAMERICA AGENCY NETWORK/INVESTMENT RELATED - YES/ 433 EDGEWOOD RD NE CEDAR RAPIDS IA 52404, SALES OF LIFE INSURANCE AND FIXED INEDX ANNUITIS/ASSOCIATE DIRECTOR/05.2020/160/20/RECRUIT TRAIN AND RETAIN REPS FOR TRANSAMERICA AGENCY NETWORK UNITED FINANCIAL SERVICES/NO/100 LIGHT STREET BALTIMORE, MD 21202/INVOLVED WITH FINANCIAL SERVICES AND IS ASSOCIATED WITH TRANSAMERICA AGENCY NETWORK AS TAN LEVEL ASOCIATE DIRECTOR/05/2020/0/0/FIXED INSURANCE BUSINESS OUTSIDE OF TRANSAMERICA AS A PRODUCER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-23 |
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