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Alexander Daniel Stetson

Rbc Capital Markets, LLC

Edina, MN

Richfield, MN

CRD 6650044

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-22
MN RA APPROVED 2018-02-09
  • TX RA
    APPROVED
    Since 2018-03-22
  • MN RA
    APPROVED
    Since 2018-02-09

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Richfield, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Duluth MN 02/2017 04/2017
Rbc Capital Markets, Llc. Edina MN 05/2017 Present
North Shore Bank Of Commerce Duluth MN 07/2016 02/2017
  • 02/2017 → 04/2017
    Unemployed
    Duluth, MN
  • 05/2017 → Present
    Rbc Capital Markets, Llc.
    Edina, MN
  • 07/2016 → 02/2017
    North Shore Bank Of Commerce
    Duluth, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-09
  • S66 Uniform Combined State Law Examination
    2018-02-09
Other Names
  • Alexander D Stetson

View on SEC IAPD

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