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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Oviedo | FL | 07/2016 | 01/2019 |
| Thrivent Financial | Appleton | WI | 07/2016 | 11/2016 |
| Thrivent Financial | Appleton | WI | 11/2016 | 09/2017 |
| Thrivent Financial | Appleton | WI | 09/2017 | 11/2018 |
| First Advisors National | Atlanta | GA | 01/2019 | 09/2019 |
| Petros Advisory Services, Llc | Winter Park | FL | 04/2020 | 05/2020 |
| Precision Sidewalk Safety | Ocala | FL | 03/2019 | 09/2019 |
| Woman's Worth, Llc | Winter Park | FL | 10/2019 | 04/2020 |
| Voya Financial Advisors, Inc. | Windsor | CT | 05/2020 | 05/2020 |
| The Prudential Insurance Company Of America | Hartford | CT | 06/2020 | 04/2022 |
| Prudential Investment Management Services Llc | Hartford | CT | 06/2020 | 04/2022 |
| Gwfs Equities, Inc. | Hartford | CT | 04/2022 | 04/2023 |
| Nationwide Investment Services Corporation | Columbus | OH | 04/2023 | 04/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2024 | 06/2025 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2024 | 06/2025 |
| Massmutual | Springfield | MA | 06/2025 | Present |
| Mml Investors Services, Llc | Winter Springs | FL | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-27 |
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