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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-07-06
  • IL RA
    APPROVED
    Since 2018-07-06

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Saratoga Springs, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hamilton College Clinton NY 08/2013 05/2017
Extended Travel New York NY 05/2017 09/2017
Factset Research Systems New York NY 09/2017 05/2018
First Trust Portfolios L.P. Wheaton IL 05/2018 Present
  • 08/2013 → 05/2017
    Hamilton College
    Clinton, NY
  • 05/2017 → 09/2017
    Extended Travel
    New York, NY
  • 09/2017 → 05/2018
    Factset Research Systems
    New York, NY
  • 05/2018 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-06
  • S66 Uniform Combined State Law Examination
    2018-07-06
Other Names
  • Bradley A Smelstor

View on SEC IAPD

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