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Charlotte, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-09-11 |
Branch Locations
14804 Resolves Lane, Charlotte, NC 28277 • USA
Plymouth, MA • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cathie Leonard Psy.D | Hingham | MA | 05/1985 | Present |
| Supreme Alliance Llc | West Palm Beach | FL | 09/2019 | Present |
1.) self employed clinical psychologist. 185 Lincoln st, Hingham, MA 02043, non investment related 20 hrs week. insurance / annuity sales with supreme alliance agency. 2.) Author, Norwell, MA, since 9/2022, 1 hr/month during business hours, writing articles, blogs and books, not business related, no compensation yet, no private securities 3.) Core Business Group, Norwell, MA, Advisor, 1 hr/month during business hours, business consulting/sales, compensated by fees, no private security transactions 4.) Keynote Speaker, Norwell, MA, since 9/2022, 1 hr/month during business hours, presentations to groups, business related, compensated by fees, no private security transactions 5.) Northeast Wealth Management; Norwell, MA; not investment related; nature of business-Business planning; position-producer/advisor; started 1/1/2000; 30 hours/month; 1 hour/month during trading hours; duties-consulting on employee retention and wellness. No private security transactions. 6.) SamandErinLea LLC, Norwell, MA, Owner, since 9/2022, 1 hr/month during business hours, own office condo, not business related, manage real estate, no compensation, no private security transactions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-14 |
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