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Current Employers
Supreme Alliance Llc

Charlotte, NC • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-09-11
  • MA RA
    APPROVED
    Since 2023-09-11

Branch Locations

14804 Resolves Lane, Charlotte, NC 28277 • USA

Plymouth, MA • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cathie Leonard Psy.D Hingham MA 05/1985 Present
Supreme Alliance Llc West Palm Beach FL 09/2019 Present
  • 05/1985 → Present
    Cathie Leonard Psy.D
    Hingham, MA
  • 09/2019 → Present
    West Palm Beach, FL
Other Businesses

1.) self employed clinical psychologist. 185 Lincoln st, Hingham, MA 02043, non investment related 20 hrs week. insurance / annuity sales with supreme alliance agency. 2.) Author, Norwell, MA, since 9/2022, 1 hr/month during business hours, writing articles, blogs and books, not business related, no compensation yet, no private securities 3.) Core Business Group, Norwell, MA, Advisor, 1 hr/month during business hours, business consulting/sales, compensated by fees, no private security transactions 4.) Keynote Speaker, Norwell, MA, since 9/2022, 1 hr/month during business hours, presentations to groups, business related, compensated by fees, no private security transactions 5.) Northeast Wealth Management; Norwell, MA; not investment related; nature of business-Business planning; position-producer/advisor; started 1/1/2000; 30 hours/month; 1 hour/month during trading hours; duties-consulting on employee retention and wellness. No private security transactions. 6.) SamandErinLea LLC, Norwell, MA, Owner, since 9/2022, 1 hr/month during business hours, own office condo, not business related, manage real estate, no compensation, no private security transactions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-01
S63 Uniform Securities Agent State Law Examination 2019-10-14
  • S65 Uniform Investment Adviser Law Examination
    2023-08-01
  • S63 Uniform Securities Agent State Law Examination
    2019-10-14
Other Names
  • Kate Leonard
  • Cathie Latham
  • Cathie A Leonard
  • Kate Leonard
  • Cathie Leonard

View on SEC IAPD

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