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Current Employers
Moldenhauer & Associates

6195 West Quaker Street, Orchard Park, NY 14127 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-25
  • NY RA
    APPROVED
    Since 2025-09-25

Branch Locations

6195 West Quaker Street, Orchard Park, NY 14127 • United States

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-16
  • NY RA
    APPROVED
    Since 2021-03-16

Branch Locations

6195 West Quaker Street, Orchard Park, NY 14127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Law Office Of John Ring Orchard Park NY 02/1990 Present
Moldenhauer & Associates Orchard Park NY 05/2016 Present
Department Of Justice Orchard Park NY 02/1992 Present
Commonwealth Financial Network Waltham MA 08/2016 Present
Moldenhauer & Associates Orchard Park NY 09/2025 Present
Other Businesses

A Practicing attorney and owner of personal firm, John H. Ring, III Attorney at Law. Duties include acting as Chapter 7 Bankruptcy Trustee. Not investment related and not conducted from branch location.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-21
S63 Uniform Securities Agent State Law Examination 2016-12-27
  • S66 Uniform Combined State Law Examination
    2021-01-21
  • S63 Uniform Securities Agent State Law Examination
    2016-12-27
Other Names
  • John Ring

View on SEC IAPD

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