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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-27
NJ RA APPROVED 2020-06-04
  • TX RA
    APPROVED_RES
    Since 2023-03-27
  • NJ RA
    APPROVED
    Since 2020-06-04

Branch Locations

Dorchester, MA • United States

30 Man Mar Dr Ste 14, Plainville, MA 02762-2271 • United States

275 Grove St Ste 1W-305, Auburndale, MA 02466 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Auburndale MA 07/2019 03/2020
University Of Massachusetts Amherst Amherst MA 09/2015 07/2019
The Rmr Group Newton MA 06/2018 08/2018
Ameriprise Financial Services, Inc Auburndale MA 05/2016 09/2017
Ameriprise Financial Services, Llc Auburndale MA 03/2020 Present
  • 07/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Auburndale, MA
  • 09/2015 → 07/2019
    University Of Massachusetts Amherst
    Amherst, MA
  • 06/2018 → 08/2018
    The Rmr Group
    Newton, MA
  • 05/2016 → 09/2017
    Ameriprise Financial Services, Inc
    Auburndale, MA
  • 03/2020 → Present
    Auburndale, MA
Other Businesses

Outside Employment; Net Flows LLC; Servicing existing and new clients with comprehensive financial planning and asset management; Manage advisory business; 275 Grove St, Suite 1W-305, , Auburndale, MA, 02466; Investment-Related; 09/03/2019; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-07
  • S66 Uniform Combined State Law Examination
    2019-11-07

View on SEC IAPD

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