Ryan Spaulding

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2022 → Present
  Jpmorgan Chase Bank Na
  Houston, TX
• 11/2022 → Present
  Jpmorgan Securities Llc
  Houston, TX
• 08/2019 → 10/2022
  Republic Capital Group D/B/A Partner Solutions Capital Group Llc
  Houston, TX
• 10/2018 → 08/2019
  The Hancock Firm
  Houston, TX
• 08/2017 → 10/2018
  Lummis Consulting Services
  Houston, TX
• 09/2014 → 05/2017
  Marist College
  Poughkeepsie, NY
• 10/2021 → 10/2022
  Partner Solutions Capital Group Llc
  Houston, TX
• 06/2017 → 07/2017
  Unemployed
  The Woodlands, TX

Other Businesses

Entity Name: Spaulding Growth Systems Investment related: No Address: Private Residence Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 04/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Using agentic AI to develop and refer service opportunties for HVAC operators in the Greater Houston area. It is no way connected/applicable to any JP Morgan Chase line of business.

Exams

• S66 Uniform Combined State Law Examination
  2022-11-01

Other Names

• Ryan Patrick Spaulding
• Ryan Spaulding