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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-17 |
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
North Tonawanda, NY • United States
300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Isnurance Co | Amherst | NY | 08/2020 | Present |
| Mml Investors Services, Llc | Amherst | NY | 02/2021 | Present |
| Evansville Thunderbolts | Evansville | IN | 03/2018 | 10/2018 |
| Atlanta Gladiators | Duluth | GA | 10/2018 | 10/2018 |
| Macon Mayhem | Macon | GA | 11/2018 | 04/2019 |
| Hk Budapest | Budapest | 08/2019 | 11/2019 | |
| Mindful Goaltending | Sloan | NY | 01/2020 | Present |
| Unemployed | Amherst | NY | 08/2016 | 03/2018 |
| Unemployed | Macon | GA | 04/2019 | 08/2019 |
| Unemployed | Amherst | NY | 11/2019 | 01/2020 |
| Roanoke Rail Yard Dawgs | Roanoke | VA | 11/2019 | 12/2019 |
| Mitch Korn Goalie Camp | Estero | FL | 01/2012 | Present |
| Buffalo State College | Buffalo | NY | 11/2019 | 10/2022 |
1)NAME:MITCH KORN GOALIE CAMPS, INV REL:N ADDR:20011 SARACENO DR ESTERO FL 33928 NATURE:GOALIE CAMP POSITION:GOALIE COACH, SUPERVISOR, OFF ICE COORDINATOR START:6/1/2021 NO HR/MO:20 NO HR/MO DUR TRADING:10 DUTIES:HELP MANAGE/RUN GOALIE CAMP. 2)NAME:MINDFUL GOALTENDING, INV REL:N ADDR:@RESIDENTIAL ADDRESS ON FILE, NATURE:ON ICE AND OFF ICE GOALIE COACHING, POSITION:HEAD COACH START:1/9/2020 NO HR/MO:20 NO HR/MO DUR TRADING:4, DUTIES:SCHEDULING AND RUNNING ON ICE LESSONS/CLINICS; UPDATING AND RUNNING SOCIAL MEDIA ACCOUNTS. 3)NAME:WEEKEND WARRIORS, INV REL:N ADDR:7226 SILVER CREEK RD PARK CITY UT 84098 NATURE:ON ICE AND OFF ICE GOALIE COACHING, POSITION:GOALIE COACH START:6/1/2021, NO HR/MO:10 NO HR/MO DUR TRADING:6, DUTIES:PLAN ON AND OFF ICE SESSIONS. 4)NAME:ECONOMICS AND FINANCE ADVISORY BOARD-BUFFALO STATE, INV REL:N ADDR: 1300 ELMWOOD AVE BUFFALO NY 14222, NATURE:ACADEMIC BOARD FOR BUFFALO STATE UNIVERSITY, POSITION:BOARD MEMBER, START: 1/1/2026, NO HR/MO: .5 NO HR/MO DUR TRADING: .5 DUTIES: MEET WITH BOARD MEMBERS AND THE CHAIR ONCE A SEMESTER OR SO AND GIVE ADVICE FROM THE PERSPECTIVE OF A PROFESSIONAL IN THE FIELD ON OUR CLASS SELECTION AND SUGGESTIONS FOR WHAT WE COULD INCLUDE IN OUR TEACHING, CURRICULUM AND PROGRAMS TO BETTER SERVE THE COMMUNITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-17 |
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