Daniel Emmett Malone

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Westbrooks Dugger & Westbrooks
  Richardson, TX
• 04/2012 → 04/2017
  Town Of Fairview
  Fairview, TX
• 09/2016 → 10/2018
  Cetera Advisors Neworks Llc
  El Segundo, CA
• 10/2018 → Present
  Kestra Investment Services, Llc
  Richardson, TX
• 10/2018 → Present
  Kestra Advisory Services, Llc
  Richardson, TX

Previous Registrations

• 2017-01-24 → 2018-10-18
  Cetera Wealth Services, Llc
  Richardson, TX

Other Businesses

Bus Name: Westbrooks Dugger & Westbrooks Financial WDW Financial Investment Related: Yes Address: 2600 N central expressway, suite 575 Richardson TX 75080 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 6/1/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Advisor Bus Name: Kestra Advisory Services, LLC Investment Related: No Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 10/18/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Advisor Bus Name: WDW TAX SERVICES POSITION: President NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/20/2025 ADDRESS: 2600 N CENTRAL EXPY, STE 575, RICHARDSON TX 75080, United States DESCRIPTION: As President of WDW Financial, I will also be responsible for managing and overseeing WDW Tax Services, ensuring alignment with our firm's overall objectives.

Exams

• S66 Uniform Combined State Law Examination
  2017-01-13

Designations

• Certified Financial Planner