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David Gerard Powers

Stifel, Nicolaus & Company, Incorporated

Skaneateles, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
  • NY RA
    APPROVED
    Since 2021-05-26

Branch Locations

36 Jordan Street Suite 2, Skaneateles, NY 13152 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason Llc Baltimore MD 06/2016 11/2018
Stifel Nicolaus & Co Inc Skaneateles NY 11/2018 Present
Legg Mason Llc Baltimore MD 04/2018 11/2018
  • 06/2016 → 11/2018
    Legg Mason Llc
    Baltimore, MD
  • 11/2018 → Present
    Stifel Nicolaus & Co Inc
    Skaneateles, NY
  • 04/2018 → 11/2018
    Legg Mason Llc
    Baltimore, MD
Other Businesses

1. Skaneateles Education Foundation; PO BOX 16 Skaneateles, NY 13152; Fundraising and community engagement for Skaneateles central school district educational programs; board member; General board activities as well as finance subcommittee to review financial statements and investments; 07/01/2026; 5hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-12
  • S66 Uniform Combined State Law Examination
    2018-12-12
Other Names
  • David Powers

View on SEC IAPD

Other Firms

MARCELLUS CAPITAL MANAGEMENT, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
MORGAN STANLEY
ARMORY SQUARE VENTURES MANAGER, LLC
PFS INVESTMENTS INC.
KEY INVESTMENT SERVICES LLC
LPL FINANCIAL LLC

Other Investors

JEFFREY JOSEPH LAMARCA
DOUGLAS EDGAR HILL
Jessica Beatriz Jimenez Wharton
DWIGHT WILLIAM WINKELMAN
PAUL F TORRISI
PAUL GREGORY DERRICK
Caitlin Davies Campbell
DANA SUZANNE DERRICK

Other Offices

MARCELLUS CAPITAL MANAGEMENT, LLC · SKANEATELES, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Skaneateles, NY
AMERIPRISE FINANCIAL SERVICES, LLC · SKANEATELES, NY
MORGAN STANLEY · Skaneateles, NY
ARMORY SQUARE VENTURES MANAGER, LLC · SKANEATELES, NY
PFS INVESTMENTS INC. · SKANEATELES, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Auburn, NY
KEY INVESTMENT SERVICES LLC · Auburn, NY

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