David Gerard Powers

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 11/2018
  Legg Mason Llc
  Baltimore, MD
• 11/2018 → Present
  Stifel Nicolaus & Co Inc
  Skaneateles, NY
• 04/2018 → 11/2018
  Legg Mason Llc
  Baltimore, MD

Other Businesses

1. Skaneateles Education Foundation; PO BOX 16 Skaneateles, NY 13152; Fundraising and community engagement for Skaneateles central school district educational programs; board member; General board activities as well as finance subcommittee to review financial statements and investments; 07/01/2026; 5hrs/mth; Not during securities trading hours; Not investment related

Exams

• S66 Uniform Combined State Law Examination
  2018-12-12

Other Names

• David Powers