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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-02-20
  • NE RA
    APPROVED
    Since 2025-02-20

Branch Locations

13616 California St Suite 110, Omaha, NE 68154 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2016 01/2019
Cwm, Llc Dba Carson Group Partners Omaha NE 02/2019 06/2020
Rbc Capital Markets, Llc Omaha NE 10/2020 02/2025
Unemployed Omaha NE 06/2020 10/2020
Hightower Advisors, Llc Omaha NE 02/2025 Present
  • 07/2016 → 01/2019
    Axa Advisors, Llc
    New York, NY
  • 02/2019 → 06/2020
    Cwm, Llc Dba Carson Group Partners
    Omaha, NE
  • 10/2020 → 02/2025
    Omaha, NE
  • 06/2020 → 10/2020
    Unemployed
    Omaha, NE
  • 02/2025 → Present
    Omaha, NE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-09
S63 Uniform Securities Agent State Law Examination 2017-02-09
  • S66 Uniform Combined State Law Examination
    2018-11-09
  • S63 Uniform Securities Agent State Law Examination
    2017-02-09

View on SEC IAPD

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