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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-20 |
Branch Locations
303 N. Oregon Street Suite 1100, El Paso, TX 79901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Plano | TX | 05/2016 | 05/2022 |
| World Financial Group, Inc. | Plano | TX | 09/2015 | 05/2022 |
| Southwest Funding L.P. | El Paso | TX | 04/2013 | 05/2025 |
| Nsmu - Dona Ana Community College | Las Cruces | NM | 08/2017 | Present |
| H&F Productions | El Paso | TX | 01/2000 | 09/2019 |
| New York Life Insurance Company | El Paso | TX | 05/2024 | Present |
| Nylife Securities Llc | El Paso | TX | 05/2024 | Present |
| Eagle Strategies Llc | El Paso | TX | 05/2024 | Present |
[New Mexico State University (NMSU); NMSU DONA ANA COMMUNITY COLLEGE; NON-INVESTMENT RELATED: 2800 SONOMA RANCH BLVD LAS CRUCES NM 88011; Teach and instruct business classes; 20 hours per month, 15 hours during securities trading hours; TEACH BUSINESS COURSES.] [TEXAS STAR STEEL LLC; not Investment Related; Manufacturing of prefabricated metal buildings; 10404 Dyer St., Suite A, El Paso, TX 79924; Partner; start 02/2022; 5 hours per month, 0 hours during securities trading hours; Provide advice.] [RENTAL PROPERTY; real estate related; 142 Polo Inn, El Paso, TX 79905; Rental house; Owner;0 hours per month; No duties][Southwest Funding; Originate residential loans.; 13150 Coit Road, Suite 100 Dallas, TX 75240; Start Date 01/2024; Role/Title: Branch Manager; Investment Related; 15 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-24 |
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