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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-11 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
6500 International Parkway Suite 2050, Plano, TX 75093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2016 | 02/2020 |
| Northwestern Mutual Investment Services Llc | Dallas | TX | 08/2018 | 02/2020 |
| Orielly Auto Parts | Denton | TX | 06/2012 | 05/2018 |
| Kohls | Flower Mound | TX | 08/2017 | 10/2017 |
| Fisher Investments | Plano | TX | 03/2020 | Present |
Personal Youtube channel, not investment-related, Frisco, TX, video creator, start date of 03/17/26, 10 hours per month, no hours during securities trading hours, create faith based personal development and leadership content for men.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-20 |
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