Jaime Osvaldo Guzman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 03/2017
  Adp Broker-Dealer Inc.
  Florham Park, NJ
• 05/2016 → 03/2017
  Adp Llc.
  Florham Park, NJ
• 03/2017 → 06/2019
  Jp Morgan Chase Bank
  Rutherford, NJ
• 03/2017 → 06/2019
  Jpmorgan Securities Llc
  Rutherford, NJ
• 06/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Montvale, NJ
• 08/2019 → Present
  Bank Of America, N.A.
  Montvale, NJ

Exams

• S66 Uniform Combined State Law Examination
  2019-11-25
• S63 Uniform Securities Agent State Law Examination
  2016-08-12

Other Names

• Jaime Guzman
• Jaime O Guzman
• Jaime Guzman
• Jaime Osvaldo Guzman