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16400 Sheridan Avenue, Clive, IA 50325 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Clive | IN | 12/2015 | 02/2017 |
| Park Avenue Securities | Clive | IA | 06/2016 | 02/2017 |
| Metro Waste Authority | Mitchellville | IA | 08/2015 | 02/2017 |
| Hy-Vee | Altoona | IA | 08/2015 | 02/2017 |
| Lpl Financial, Llc | Clive | IA | 03/2017 | Present |
| Weis Advisory Llc | Clive | IA | 04/2017 | Present |
1. 04/04/2017 - WEISSENBURGER INVESTMENTS AND FINANCIAL PLANNING/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 20%/ CLIVE, IA (2) 04/25/2017-WEIS ADVISORY: DBA (HYBRID) Weis Advisory LLC-investment related- At reported business location(s)-Registered Investment Advisor Hybrid-IAR-start 04/01/2017- Hours per month 20/ Hours during trading 1-Time spent percent 20%-I provide investment advisory services through WEIS ADVISORY, an independent investment advisor firm. I started this business activity in 4/2017. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-03 |
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