Lawrence Everett Thompson

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-07-13

FL RA
APPROVED

Since 2021-07-13

Branch Locations

10151 Deerwood Park Boulevard Bldg. 300, Suite 315, Jacksonville, FL 32256 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc	Jacksonville	FL	05/2016	09/2019
The Prudential Insurance Company Of America	Jacksonville	FL	06/2016	09/2019
Thrivent Investment Management Inc	Jacksonville	FL	09/2019	07/2021
Thrivent Financial	Appleton	WI	10/2019	12/2019
Thrivent Financial	Appleton	WI	12/2019	07/2021
Valic Financial Advisors, Inc	Jacksonville	FL	07/2021	Present
Agia	Houston	TX	12/2022	Present

05/2016 → 09/2019

Pruco Securities, Llc

Jacksonville, FL
06/2016 → 09/2019

The Prudential Insurance Company Of America

Jacksonville, FL
09/2019 → 07/2021

Thrivent Investment Management Inc

Jacksonville, FL
10/2019 → 12/2019

Thrivent Financial

Appleton, WI
12/2019 → 07/2021

Thrivent Financial

Appleton, WI
07/2021 → Present

Valic Financial Advisors, Inc

Jacksonville, FL
12/2022 → Present

Agia

Houston, TX

Previous Registrations

2019-12-09 → 2021-07-13

Thrivent Investment Management Inc.

Heathrow, FL

Jacksonville, FL
2018-08-27 → 2019-09-16

Pruco Securities, Llc.

Jacksonville, FL

Other Businesses

THE PURPLE DOLPHIN POSITION: Assistant NATURE: Artesian soap, bath bombs, shower steamers and various bath products. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2021 ADDRESS: 9645 Morgan Creek Court, Jacksonville FL 32222, United States DESCRIPTION: I assist with some packaging, setting up and tearing down canopy and merchandise display as well as manning the booth at vendor events. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-10-25
S65	Uniform Investment Adviser Law Examination	2018-08-16

S63 Uniform Securities Agent State Law Examination

2019-10-25
S65 Uniform Investment Adviser Law Examination

2018-08-16

Designations

Chartered Financial Consultant

Other Names

Lawrence Thompson
Lawrence Everett Thompson
Lawrence Everett Thompson
Lawrence Everett Thompson

View on SEC IAPD