Lydia L Ruppenthal

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 09/2022
  Signal Securities, Inc.
  Tyler, TX
• 09/2020 → 09/2022
  Netna
  Tyler, TX
• 01/2019 → 07/2020
  Pure Radiance Medspa
  Tyler, TX
• 09/2018 → 11/2019
  Ncjva & Nciua
  Raleigh, NC
• 06/2018 → 08/2018
  Integrated Communications
  Raleigh, NC
• 06/2017 → 04/2018
  Aj Wealth
  New York City, NY
• 01/2016 → 05/2017
  Southeastern University
  Lakeland, FL
• 10/2015 → 05/2017
  Southeastern University
  Lakeland, FL
• 08/2013 → 05/2017
  Southeastern University
  Lakeland, FL
• 12/2014 → 05/2017
  Southern Select Vb Club
  Lakeland, FL
• 09/2022 → 12/2024
  Raymond James & Associates, Inc
  Birmingham, MI
• 01/2025 → Present
  Lpl Financial Llc
  Towson, MD

Previous Registrations

• 2022-09-15 → 2024-12-31
  Raymond James & Associates, Inc.
  Birmingham, MI
  Timonium, MD

Other Businesses

1)07/31/2024 - Ibello Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/27/2024 - Amazon.com, LLC - Social Media - Non-Inv Rel - Seattle, WA - Start: 11/2024 - 10 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  2022-07-18

Other Names

• Lydia Lee Rooth
• Lydia Lee Ruppenthal