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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-04
MD RA APPROVED 2005-01-17
  • TX RA
    APPROVED_RES
    Since 2020-09-04
  • MD RA
    APPROVED
    Since 2005-01-17

Branch Locations

6701 Democracy Blvd Ste 200, Bethesda, MD 20817 • United States

Potomac, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bethesda MD 09/2005 03/2020
Ameriprise Financial Services, Llc Bethesda MD 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 13040 Shadyside Lane, , Germantown, MD, 20874; Investment-Related; 01/01/2007 / Multi-Family; 19607 Galway Bay Cir, , Germantown, MD, 20874; Investment-Related; 11/03/2019. Business Ownership; R7 Wealth Management LLC; Owner; Company to manage Ameriprise business related expenses; 6701 Democracy Blvd. Ste. 200, Bethesda MD 20817, ,; Not Investment-Related; 05/01/2016; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-14
  • S66 Uniform Combined State Law Examination
    2005-01-14

View on SEC IAPD

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