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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-04
FL RA APPROVED 2022-03-01
  • TX RA
    APPROVED_RES
    Since 2025-12-04
  • FL RA
    APPROVED
    Since 2022-03-01

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Miami FL 05/2016 09/2016
Wells Fargo Advisors, Llc Miami FL 09/2016 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 03/2021
Jpmorgan Chase Bank Na Miami FL 04/2021 Present
Jpmorgan Securities Llc Miami FL 04/2021 Present
  • 05/2016 → 09/2016
    Citigroup
    Miami, FL
  • 09/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Miami, FL
  • 11/2016 → 03/2021
    Miami, FL
  • 04/2021 → Present
    Jpmorgan Chase Bank Na
    Miami, FL
  • 04/2021 → Present
    Jpmorgan Securities Llc
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-16
S63 Uniform Securities Agent State Law Examination 2015-12-22
  • S65 Uniform Investment Adviser Law Examination
    2017-02-16
  • S63 Uniform Securities Agent State Law Examination
    2015-12-22

View on SEC IAPD

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