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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-15
MD RA APPROVED 2012-10-12
  • TX RA
    APPROVED_RES
    Since 2012-10-15
  • MD RA
    APPROVED
    Since 2012-10-12

Branch Locations

7501 Wisconsin Ave, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 10/2012 Present
Bank Of America, N.A Bethesda MD 11/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-10-25
    Bethesda, MD
    Bethesda, MD
  • 2006-02-21 → 2009-06-01
    Bethesda, MD
    New York, NY
  • 2005-06-27 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Bethesda, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-24
S63 Uniform Securities Agent State Law Examination 2005-01-26
  • S66 Uniform Combined State Law Examination
    2005-06-24
  • S63 Uniform Securities Agent State Law Examination
    2005-01-26
Other Names
  • Jon Stroebel

View on SEC IAPD

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