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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-03
  • TX RA
    APPROVED
    Since 2025-03-03

Branch Locations

5050 Quorum Drive, Dallas, TX 75254 • United States

176 Mcmakin Road, Bartonville, TX 76226 • United States

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Plano TX 09/2015 09/2016
Lpl Financial Llc Plano TX 05/2016 Present
Advisor Resource Council Dallas TX 06/2018 02/2025
Highpoint Advisor Group, Llc Plano TX 02/2025 Present
Lpl Financial Llc Dallas TX 05/2024 03/2025
  • 09/2015 → 09/2016
    New York Life
    Plano, TX
  • 05/2016 → Present
    Lpl Financial Llc
    Plano, TX
  • 06/2018 → 02/2025
    Dallas, TX
  • 02/2025 → Present
    Highpoint Advisor Group, Llc
    Plano, TX
  • 05/2024 → 03/2025
    Lpl Financial Llc
    Dallas, TX
Previous Registrations
Other Businesses

1) 06/24/2021 - Dovetail Residential - Investment Related - Lantana, Texas - Real Estate Rental - Owner - Started 08/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 2) 04/20/2023 - Tomorrowsassets - Business Owner - Not Investment Related - Lantana, TX - Start Date 03/01/2023 - 5 hours per month/ 0 hours during trading 3) 06/12/2023 - Alora Distribution - Not Investment Related - Lantana, TX - Business Owner - Owner - Start Date 07/03/2023 - 2 Hours Per Month/ 0 Hours During Securities Trading 4) 03/07/2025 - Tomorrow's Wealth Planning - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date 03/03/2025 - 160 Hrs/Mth/ During Trading 5) 03/10/2025 - Tomorrow's Wealth Planning - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date 03/03/2025 - 160 Hrs/Mth/ During Trading 6) 03/11/2025 - Highpoint Advisor Group, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date:03/03/2025 - 160 Hrs/Mth/ During Trading - I provide investment advisory services through Highpoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 03/12/2025 - Tomorrow's Wealth Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 03/03/2025 - 160 Hrs/Mth/ During Trading - I provide investment advisory services through Highpoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-24
  • S66 Uniform Combined State Law Examination
    2018-05-24

View on SEC IAPD

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