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James Thomas Carr

Cetera Investment Advisers LLC

Columbiana, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-08-09
  • AL RA
    APPROVED
    Since 2021-08-09

Branch Locations

21325 Highway 25, Columbiana, AL 35051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Woodstock GA 05/2016 06/2018
E*Trade Securities Llc Alpharetta GA 06/2018 08/2019
E*Trade Capital Management Llc Alpharetta GA 06/2018 08/2019
Mass Mutual Life Insurance Co Atlanta GA 09/2019 06/2021
Mml Investors Services, Llc Atlanta GA 10/2019 06/2021
Cetera Investment Services Llc St Cloud MN 08/2021 Present
Cetera Investment Advisers Llc Birmingham AL 08/2021 Present
Regions Bank Birmingham AL 08/2021 Present
  • 05/2016 → 06/2018
    Edward Jones
    Woodstock, GA
  • 06/2018 → 08/2019
    E*Trade Securities Llc
    Alpharetta, GA
  • 06/2018 → 08/2019
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 09/2019 → 06/2021
    Mass Mutual Life Insurance Co
    Atlanta, GA
  • 10/2019 → 06/2021
    Mml Investors Services, Llc
    Atlanta, GA
  • 08/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2021 → Present
    Cetera Investment Advisers Llc
    Birmingham, AL
  • 08/2021 → Present
    Regions Bank
    Birmingham, AL
Previous Registrations
  • 2019-10-23 → 2021-06-08
    Mml Investors Services, Llc
    Atlanta, GA
  • 2018-06-19 → 2019-09-16
    Harrisdirect Llc
    Alpharetta, GA
    Arlington, VA
    Alpharetta, GA
  • 2016-08-26 → 2018-06-05
    Edward Jones
    Brookhaven, GA
    St Louis, MO
    Woodstock, GA
    Sandy Springs, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-23
  • S66 Uniform Combined State Law Examination
    2016-08-23
Other Names
  • James Thomas Carr
  • James T Carr

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
AE WEALTH MANAGEMENT, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PNC WEALTH MANAGEMENT LLC
WELLS FARGO CLEARING SERVICES, LLC
EAVE CAPITAL MANAGEMENT LLC
TRUEWEALTH ADVISORS, LLC

Other Investors

JOSEPH CRAIG DORRIS
Jason Kyle Mims
CHESTER LEE LEWIS
HOWARD NEIL BAILEY
Wesley Benjamin Guy
Jeffrey French Foose
RETHA BROWN HAGOOD
JORDAN ERIC JOHNSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Columbiana, AL
EDWARD JONES · COLUMBIANA, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Chelsea, AL
AE WEALTH MANAGEMENT, LLC · Alabaster, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Alabaster, AL
EDWARD JONES · ALABASTER, AL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, AL
PNC WEALTH MANAGEMENT LLC · PELHAM, AL

More in Columbiana, AL

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