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Michael James Mustian

Soaring Investment Management, LLC

Mint Hill, NC

Portland, OR

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Current Employers
Soaring Investment Management, Llc

9600 Sw Barnes Rd Ste 190, Portland, OR 97225 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-24
NC RA APPROVED 2025-09-24
OR RA APPROVED 2025-09-24
TX RA APPROVED 2025-09-24
  • CA RA
    APPROVED
    Since 2025-09-24
  • NC RA
    APPROVED
    Since 2025-09-24
  • OR RA
    APPROVED
    Since 2025-09-24
  • TX RA
    APPROVED
    Since 2025-09-24

Branch Locations

Mint Hill, NC • United States

9600 Sw Barnes Rd Ste 190, Portland, OR 97225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Burlington` NC 06/2016 04/2018
Thrivent Financial Appleton WI 06/2016 11/2016
Thrivent Financial Appleton WI 11/2016 04/2018
Rhino Wealth Management Belmont NC 04/2018 06/2018
Wiseway Advisors Llc Burlington NC 06/2018 03/2024
Carolina-Retirement Solutions Mint Hill NC 03/2024 09/2025
Soaring Investment Management, Llc Mint Hill NC 09/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-04-29
S66 Uniform Combined State Law Examination 2016-08-31
  • S63 Uniform Securities Agent State Law Examination
    2024-04-29
  • S66 Uniform Combined State Law Examination
    2016-08-31
Designations
Other Names
  • Michael Mustian
  • Michael J Mustian

View on SEC IAPD

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