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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-08-01 |
| TX | RA | APPROVED | 2025-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 06/2016 | 05/2023 |
| Spencer Ma 160 Main Street Llc | Brookline | MA | 05/2021 | Present |
| Stifel | Morristown | NJ | 05/2025 | Present |
1. Spencer MA 160 Main Street LLC; 76 Winchester Street Brookline MA 02446; Commercial Real Estate Property - Landlord; General Partner / LLC Member; Equal 1/3 Owner of the LLC; 07/16/2021; 20 hrs/year; Not during security trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-26 |
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