Best Investors Account Sign in

Natalie Kaufman

Wells Fargo Clearing Services, LLC

Chicago, IL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-10
  • IL RA
    APPROVED
    Since 2025-03-10

Branch Locations

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 08/2020 11/2024
Nuveen Chicago IL 05/2016 07/2018
Nuveen Chicago IL 07/2018 10/2019
Jll Chicago IL 10/2019 05/2020
Unemployed Due To Lay-Off From Covid-19 Chicago IL 05/2020 08/2020
Wells Fargo Clearing Services, Llc Chicago IL 11/2024 Present
  • 08/2020 → 11/2024
    Morgan Stanley
    Chicago, IL
  • 05/2016 → 07/2018
    Nuveen
    Chicago, IL
  • 07/2018 → 10/2019
    Nuveen
    Chicago, IL
  • 10/2019 → 05/2020
    Jll
    Chicago, IL
  • 05/2020 → 08/2020
    Unemployed Due To Lay-Off From Covid-19
    Chicago, IL
  • 11/2024 → Present
    Wells Fargo Clearing Services, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-30
  • S66 Uniform Combined State Law Examination
    2023-01-30
Other Names
  • Natalie C Kaufman
  • Natalie Comella Kaufman

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor