Alan David Peck

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 02/2021
  The Vanguard Group, Inc.
  Malvern, PA
• 05/2016 → 07/2018
  Shadow Glen Golf Club
  Olathe, KS
• 08/2013 → 05/2018
  University Of Kansas
  Lawrence, KS
• 03/2021 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2021-01-20 → 2021-03-16
  Vanguard Advisers, Inc.
  Malvern, PA

Exams

• S66 Uniform Combined State Law Examination
  2021-01-11
• S63 Uniform Securities Agent State Law Examination
  2018-10-03

Other Names

• Alan David Peck
• Alan Peck