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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-06-29 |
| TX | RA | APPROVED_RES | 2021-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Absolute Total Care | Columbia | SC | 04/2014 | 03/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2016 | 02/2020 |
| Northwestern Mutual Investment Services Llc | Greenville | SC | 03/2017 | 02/2020 |
| The Vanguard Group, Inc. | Charlotte | NC | 03/2021 | Present |
| Unemployed | Greenville | SC | 03/2020 | 04/2020 |
| Walgreens | Greenville | SC | 04/2020 | 03/2021 |
| Amazon | Charlotte | NC | 11/2022 | 12/2022 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-05-17 |
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