Calvin G Aubrey

4800 Montgomery Lane Suite 230, Bethesda, MD 20814 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-12-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Chase Bank, N.A. / J.P. Morgan Securities Llc	New York	NY	06/2016	06/2019
J.P. Morgan Securities Llc	New York	NY	06/2019	02/2021
Sprim Ventures	New York	NY	02/2021	01/2022
Archimed Llc	New York	NY	01/2022	04/2024
Helaina	New York	NY	06/2024	08/2024
Cold Spring Harbor Laboratory	Cold Spring Harbor	NY	06/2024	08/2024
Neuroene Therapeutics	Washington	DC	10/2024	05/2025
Georgetown University - Biomedical Graduate Education	Washington	DC	08/2024	05/2025
Broadoak Asset Management, Llc	Bethesda	MD	06/2025	Present

06/2016 → 06/2019

J.P. Morgan Chase Bank, N.A. / J.P. Morgan Securities Llc

New York, NY
06/2019 → 02/2021

J.P. Morgan Securities Llc

New York, NY
02/2021 → 01/2022

Sprim Ventures

New York, NY
01/2022 → 04/2024

Archimed Llc

New York, NY
06/2024 → 08/2024

Helaina

New York, NY
06/2024 → 08/2024

Cold Spring Harbor Laboratory

Cold Spring Harbor, NY
10/2024 → 05/2025

Neuroene Therapeutics

Washington, DC
08/2024 → 05/2025

Georgetown University - Biomedical Graduate Education

Washington, DC
06/2025 → Present

Broadoak Asset Management, Llc

Bethesda, MD

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-12-06
S63	Uniform Securities Agent State Law Examination	2016-08-19

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