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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-03 |
Branch Locations
3059 Townsgate Rd 4Th Fl, Ste 400, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Woodland Hills | CA | 03/2017 | 06/2021 |
| City Of Oxnard | Oxnard | CA | 01/2007 | 01/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2021 | 06/2021 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 06/2021 | Present |
RENTAL PROPERTY, INVT RELATED, SANTA BARBARA, CA, 100% OWNERSHIP, START DATE 4/9/2005, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, THOUSAND OAKS, CA, 100% OWNERSHIP, START DATE 1/1/2015, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-03 |
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