Kepa Eizaguirre-Borreson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Mindful Financials Llc
  Northampton, MA
• 01/2018 → 04/2018
  H&R Block
  Hadley, MA
• 01/2017 → 04/2017
  H&R Block
  Hadley, MA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Northampton, MA

Previous Registrations

• 2023-04-05 → 2023-11-03
  Fsc Securities Corporation
  Northampton, MA

Other Businesses

1. MINDFUL FINANCIALS LLC POSITION: Administrative Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2020 ADDRESS: 243 King ST, Suite 235, Northampton MA 01060, United States DESCRIPTION: Administrative Assistance (scheduling, processing paperwork, etc.) 2. MINDFUL FINANCIALS LLC POSITION: Registered Administrative Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 10/08/2019 ADDRESS: 243 King ST, Suite 235, Northampton MA 01060, United States DESCRIPTION: Registered Assistant

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-03-25
• S63 Uniform Securities Agent State Law Examination
  2019-10-07

Other Names

• Kepa Eizaguirreborreson