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Thomas Byron Ziegler

Tiaa-Cref Individual & Institutional Services, LLC

Frisco, TX

Wheat Ridge, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-06-07
  • CO RA
    APPROVED
    Since 2018-06-07

Branch Locations

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Wheat Ridge, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charco Broiler Fort Collins CO 10/2015 06/2023
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 05/2016 Present
Tiaa Denver CO 05/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-07
S63 Uniform Securities Agent State Law Examination 2016-08-13
  • S66 Uniform Combined State Law Examination
    2018-06-07
  • S63 Uniform Securities Agent State Law Examination
    2016-08-13

View on SEC IAPD

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