Best Investors Account Sign in
Claim This Profile
Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-06-16
  • LA RA
    APPROVED
    Since 2023-06-16

Branch Locations

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

2750 Lake Villa Dr Suite 305D, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Paul'S Episcopal Church New Orleans LA 04/2013 Present
Gregory Ricks & Associates Metairie LA 08/2014 07/2017
Diesel Worx Kenner LA 08/2017 Present
Ae Wealth Management, Llc Topeka KS 06/2018 06/2018
Progen Financial Consulting, Llc Kenner LA 05/2018 Present
Madison Avenue Securities, Llc San Diego CA 06/2018 12/2019
Center Street Advisors, Inc. Kenner LA 01/2020 Present
Arete Wealth Advisors, Llc Chicago IL 03/2023 Present
  • 04/2013 → Present
    St. Paul'S Episcopal Church
    New Orleans, LA
  • 08/2014 → 07/2017
    Gregory Ricks & Associates
    Metairie, LA
  • 08/2017 → Present
    Diesel Worx
    Kenner, LA
  • 06/2018 → 06/2018
    Topeka, KS
  • 05/2018 → Present
    Progen Financial Consulting, Llc
    Kenner, LA
  • 06/2018 → 12/2019
    San Diego, CA
  • 01/2020 → Present
    Center Street Advisors, Inc.
    Kenner, LA
  • 03/2023 → Present
    Chicago, IL
Previous Registrations
  • 2020-01-04 → 2023-06-16
    Center Street Advisors, Inc.
    Nashville, TN
    Metairie, LA
    Metairie, LA
  • 2018-06-22 → 2019-12-31
    Kenner, LA
    Metairie, LA
    San Diego, CA
  • 2018-06-07 → 2018-06-21
    Kenner, LA
  • 2016-05-06 → 2017-07-26
    Gregory Ricks Llc Dba Gregory Ricks & Associates
    Metairie, LA
Other Businesses

1)NAME: PROGEN FINANCIAL CONSULTING, LLC; INV RELATED:YES; ADDRESS:4401 N I-10 SERVICE ROAD, SUITE 103, METAIRIE, LA 70006; 2) NATURE:FINANCIAL SERVICES, INVESTMENTS, INSURANCE, AMD BOOKKEEPING; POSITION:OWNER; START DATE:04/26/2018; HOURS/MONTH:200; TRADING HOURS/MONTH:200; DUTIES:FINANCIAL ADVISOR, BRING IN BUSINESS, MANAGE ASSETS 3) Substitute Teaching, mostly volunteer sometimes receives a small payment made. 0-2 hours per month. not investment related. 4) Treasurer for the Alliance for Good Government Organization - Metairie, LA; 1 hour per month, not during trading hours; Start date: 12/2025. 2)NAME: ST. PAULS EPISCOPAL CHURCH; INV RELATED:NO; ADDRESS:6249 CANAL BLVD., NEW ORLEANS, LA 70124; NATURE:EPISCOPAL CHURCH/RELIGIOUS ORGANIZATION; POSITION:SUNDAY SCHOOL TEACHER; START DATE:04/2013; HOURS/MONTH:12; TRADING HOURS/MONTH:0; DUTIES:SUNDAY SCHOOL TEACHER/TEACH SUNDAY SCHOOL WHILE PARENTS ARE IN CHURCH 3)NAME: DIESEL WORX; INV RELATED:NO; ADDRESS:1401 29TH STREET, KENNER, LA 70062; NATURE:DIESEL REPAIR SHOP; POSITION:CONTROLLER/BOOKKEEPER; START DATE:08/2017; HOURS/MONTH:180; TRADING HOURS/MONTH:180; DUTIES:CONTROLLER/BOOKKEEPER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-02
  • S65 Uniform Investment Adviser Law Examination
    2016-05-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor