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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-06-16 |
Branch Locations
1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
2750 Lake Villa Dr Suite 305D, Metairie, LA 70002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Paul'S Episcopal Church | New Orleans | LA | 04/2013 | Present |
| Gregory Ricks & Associates | Metairie | LA | 08/2014 | 07/2017 |
| Diesel Worx | Kenner | LA | 08/2017 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 06/2018 | 06/2018 |
| Progen Financial Consulting, Llc | Kenner | LA | 05/2018 | Present |
| Madison Avenue Securities, Llc | San Diego | CA | 06/2018 | 12/2019 |
| Center Street Advisors, Inc. | Kenner | LA | 01/2020 | Present |
| Arete Wealth Advisors, Llc | Chicago | IL | 03/2023 | Present |
1)NAME: PROGEN FINANCIAL CONSULTING, LLC; INV RELATED:YES; ADDRESS:4401 N I-10 SERVICE ROAD, SUITE 103, METAIRIE, LA 70006; 2) NATURE:FINANCIAL SERVICES, INVESTMENTS, INSURANCE, AMD BOOKKEEPING; POSITION:OWNER; START DATE:04/26/2018; HOURS/MONTH:200; TRADING HOURS/MONTH:200; DUTIES:FINANCIAL ADVISOR, BRING IN BUSINESS, MANAGE ASSETS 3) Substitute Teaching, mostly volunteer sometimes receives a small payment made. 0-2 hours per month. not investment related. 4) Treasurer for the Alliance for Good Government Organization - Metairie, LA; 1 hour per month, not during trading hours; Start date: 12/2025. 2)NAME: ST. PAULS EPISCOPAL CHURCH; INV RELATED:NO; ADDRESS:6249 CANAL BLVD., NEW ORLEANS, LA 70124; NATURE:EPISCOPAL CHURCH/RELIGIOUS ORGANIZATION; POSITION:SUNDAY SCHOOL TEACHER; START DATE:04/2013; HOURS/MONTH:12; TRADING HOURS/MONTH:0; DUTIES:SUNDAY SCHOOL TEACHER/TEACH SUNDAY SCHOOL WHILE PARENTS ARE IN CHURCH 3)NAME: DIESEL WORX; INV RELATED:NO; ADDRESS:1401 29TH STREET, KENNER, LA 70062; NATURE:DIESEL REPAIR SHOP; POSITION:CONTROLLER/BOOKKEEPER; START DATE:08/2017; HOURS/MONTH:180; TRADING HOURS/MONTH:180; DUTIES:CONTROLLER/BOOKKEEPER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-02 |
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