James Alan Brauer

Employer firm

Ima Advisory Services, Inc. CRD 112091

$3.90B regulatory AUM 192 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2000 → 01/2020
  Tiaa
  Denver, CO
• 05/2000 → 01/2018
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 09/2019 → 01/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 05/2020 → 07/2023
  Syntrinsic Investment Counsel, Llc
  Denver, CO
• 01/2020 → 05/2020
  Unemployed
  Denver, CO
• 06/2023 → Present
  Syntrinsic Llc
  Denver, CO
• 01/2025 → Present
  Ima Advisory Services, Inc.
  Denver, CO

Previous Registrations

• 2023-07-17 → 2025-01-03
  Syntrinsic Llc
  Denver, CO
• 2020-05-22 → 2023-12-31
  Syntrinsic Investment Counsel, Llc.
  Denver, CO
• 2019-10-17 → 2020-01-07
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 2014-04-08 → 2018-01-25
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 2006-02-08 → 2012-10-29
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
  Denver, CO

Exams

• S66 Uniform Combined State Law Examination
  2006-02-07
• S63 Uniform Securities Agent State Law Examination
  2002-05-03

Designations

• Certified Financial Planner

Other Names

• Jim Brauer
• James Alan Brauer
• James Brauer