Cole Griffin Brownell

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 10/2018
  Massmutual Life Insurance Company
  Westlake Villiage, CA
• 02/2018 → 10/2018
  Mml Investors Services, Llc
  Westlake Villiage, CA
• 02/2015 → 03/2019
  Agoura's Famous Deli
  Agoura Hills, CA
• 02/2016 → 05/2017
  Farfalla Trattoria
  Westlake Village, CA
• 11/2014 → 11/2016
  World Financial Group
  Westlake Village, CA
• 03/2019 → 08/2023
  Royal Alliance
  Los Angeles, CA
• 03/2019 → Present
  Seia Llc
  Los Angeles, CA
• 08/2023 → Present
  Ses Llc
  Los Angeles, CA

Other Businesses

INSURANCE LICENSE PRODUCER POSITION: Insurance License Holder NATURE: Life Insurance, INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 03/15/2019 ADDRESS: 2121 Avenue of the Stars Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Insurance sales and service consistent with financial planning. SEIS LLC POSITION: Senior Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 03/13/2019 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service.

Exams

• S66 Uniform Combined State Law Examination
  2018-09-01

Designations

• Certified Financial Planner