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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-13 |
| IL | RA | APPROVED | 2022-02-02 |
Branch Locations
233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 04/2021 | 10/2021 |
| J.P. Morgan Securities Llc | Chicago | IL | 04/2021 | 10/2021 |
| Morgan Stanley Smith Barney Llc | Atlanta | GA | 05/2016 | 09/2016 |
| Garymont Medical Distribution | Chicago | IL | 09/2018 | 03/2021 |
| Lindbergh | Atlanta | GA | 01/2018 | 04/2018 |
| Agnes Scott College | Decatur | GA | 08/2014 | 05/2018 |
| Amazon | Crest Hill | IL | 10/2020 | 11/2020 |
| Unemployed | Chicago | IL | 06/2018 | 08/2018 |
| Chipotle | Decatur | GA | 08/2015 | 01/2018 |
| Federales | Chicago | IL | 06/2021 | 07/2021 |
| Morgan Stanley Smith Barney Llc | Chicago | IL | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-20 |
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