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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-03 |
| FL | RA | APPROVED | 2018-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 06/2016 | 06/2018 |
| Suncoast Credit Union | Tampa | FL | 02/2015 | 05/2018 |
| Le Touche | Tampa | FL | 05/2016 | Present |
| Raymond James & Associates, Inc. | Tampa | FL | 06/2018 | Present |
(1) Name of Business: Address: 16656 Mooner plank Cir, Wimauma, FL, 33598, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 04/22/2026 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: : Federal training contract to deliver 9 pre-recorded eLearning courses on financial literacy, retirement, and TSP for more than 50,000 federal employees. Topics include FERS, CSRS, TSP, TSP Roth, savings strategy, and new-employee benefits orientation across early-, mid-, and late-career stages. Record CFP level content as subject matter expert. (2) Name of Business: The York Exchange Address: 16656 Mooner Plank Cir, Wimauma, FL, 33598, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/08/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Speaking-facilitating seminars, workshops, presentations, key note speeches.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-13 |
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