Best Investors Account Sign in
Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-06-16
DC RA APPROVED 2026-05-12
AK RA APPROVED 2026-05-11
VI RA APPROVED 2026-05-08
MT RA APPROVED 2026-05-07
ND RA APPROVED 2026-05-07
GA RA APPROVED 2026-05-06
IA RA APPROVED 2026-05-06
LA RA APPROVED 2026-05-06
NC RA APPROVED 2026-05-06
AL RA APPROVED 2026-05-05
DE RA APPROVED 2026-05-05
KS RA APPROVED 2026-05-05
ME RA APPROVED 2026-05-05
MD RA APPROVED 2026-05-05
MN RA APPROVED 2026-05-05
NE RA APPROVED 2026-05-05
NM RA APPROVED 2026-05-05
TX RA APPROVED_RES 2026-05-05
UT RA APPROVED 2026-05-05
NY RA APPROVED 2023-08-23
  • PR RA
    APPROVED
    Since 2026-06-16
  • DC RA
    APPROVED
    Since 2026-05-12
  • AK RA
    APPROVED
    Since 2026-05-11
  • VI RA
    APPROVED
    Since 2026-05-08
  • MT RA
    APPROVED
    Since 2026-05-07
  • ND RA
    APPROVED
    Since 2026-05-07
  • GA RA
    APPROVED
    Since 2026-05-06
  • IA RA
    APPROVED
    Since 2026-05-06
  • LA RA
    APPROVED
    Since 2026-05-06
  • NC RA
    APPROVED
    Since 2026-05-06
  • AL RA
    APPROVED
    Since 2026-05-05
  • DE RA
    APPROVED
    Since 2026-05-05
  • KS RA
    APPROVED
    Since 2026-05-05
  • ME RA
    APPROVED
    Since 2026-05-05
  • MD RA
    APPROVED
    Since 2026-05-05
  • MN RA
    APPROVED
    Since 2026-05-05
  • NE RA
    APPROVED
    Since 2026-05-05
  • NM RA
    APPROVED
    Since 2026-05-05
  • TX RA
    APPROVED_RES
    Since 2026-05-05
  • UT RA
    APPROVED
    Since 2026-05-05
  • NY RA
    APPROVED
    Since 2023-08-23

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Mamaroneck, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Flushing NY 05/2016 05/2019
Lucky Real Estate Llc Corona NY 12/2017 11/2021
Hsbc Bank Usa, N.A. New York NY 05/2019 06/2020
Hsbc Securities Usa, Inc. New York NY 05/2019 06/2020
Enterprise Rent-A-Car New Rochelle NY 01/2019 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cos Cob CT 12/2021 09/2022
Bank Of America, N.A. Cos Cob CT 02/2022 09/2022
Hsbc Securities (Usa) Inc. Scarsdale NY 10/2022 Present
Hsbc Bank Usa, N.A. Scarsdale NY 10/2022 Present
  • 05/2016 → 05/2019
    Transamerica Financial Advisors, Inc
    Flushing, NY
  • 12/2017 → 11/2021
    Lucky Real Estate Llc
    Corona, NY
  • 05/2019 → 06/2020
    Hsbc Bank Usa, N.A.
    New York, NY
  • 05/2019 → 06/2020
    Hsbc Securities Usa, Inc.
    New York, NY
  • 01/2019 → 02/2019
    Enterprise Rent-A-Car
    New Rochelle, NY
  • 12/2021 → 09/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Cos Cob, CT
  • 02/2022 → 09/2022
    Bank Of America, N.A.
    Cos Cob, CT
  • 10/2022 → Present
    Scarsdale, NY
  • 10/2022 → Present
    Hsbc Bank Usa, N.A.
    Scarsdale, NY
Other Businesses

Lucky Real Estate, LLC/Real Estate Agent/Investment Related: Yes/Real Estate Sales/12.1.2017/Hours: 5/10302 Corona Avenue, Corona, NY 11368/Find house buyers, show them house inventories in currently market, submit offers for my client, attending closing at final stage. Huajia Realty LLC is name of other business. It is not investment-related business. Address of the business is 10215 Dunton Ct, Howard Beach, NY 11414. Property management is the nature of this business. My position and title is member of LLC. I owns a small share of this LLC. This relationship starts on May 6, 2016. My devote to the this business is usually off securities trading hours and it takes about 2 hours per month in average of my personal time. I help to maintain LLC owned property(Huajia Realty LLC owns only one property) in living condition when other LLC members are away.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-23
S63 Uniform Securities Agent State Law Examination 2016-08-01
  • S66 Uniform Combined State Law Examination
    2023-08-23
  • S63 Uniform Securities Agent State Law Examination
    2016-08-01

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor