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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2026-06-16 |
| DC | RA | APPROVED | 2026-05-12 |
| AK | RA | APPROVED | 2026-05-11 |
| VI | RA | APPROVED | 2026-05-08 |
| MT | RA | APPROVED | 2026-05-07 |
| ND | RA | APPROVED | 2026-05-07 |
| GA | RA | APPROVED | 2026-05-06 |
| IA | RA | APPROVED | 2026-05-06 |
| LA | RA | APPROVED | 2026-05-06 |
| NC | RA | APPROVED | 2026-05-06 |
| AL | RA | APPROVED | 2026-05-05 |
| DE | RA | APPROVED | 2026-05-05 |
| KS | RA | APPROVED | 2026-05-05 |
| ME | RA | APPROVED | 2026-05-05 |
| MD | RA | APPROVED | 2026-05-05 |
| MN | RA | APPROVED | 2026-05-05 |
| NE | RA | APPROVED | 2026-05-05 |
| NM | RA | APPROVED | 2026-05-05 |
| TX | RA | APPROVED_RES | 2026-05-05 |
| UT | RA | APPROVED | 2026-05-05 |
| NY | RA | APPROVED | 2023-08-23 |
Branch Locations
66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Flushing | NY | 05/2016 | 05/2019 |
| Lucky Real Estate Llc | Corona | NY | 12/2017 | 11/2021 |
| Hsbc Bank Usa, N.A. | New York | NY | 05/2019 | 06/2020 |
| Hsbc Securities Usa, Inc. | New York | NY | 05/2019 | 06/2020 |
| Enterprise Rent-A-Car | New Rochelle | NY | 01/2019 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cos Cob | CT | 12/2021 | 09/2022 |
| Bank Of America, N.A. | Cos Cob | CT | 02/2022 | 09/2022 |
| Hsbc Securities (Usa) Inc. | Scarsdale | NY | 10/2022 | Present |
| Hsbc Bank Usa, N.A. | Scarsdale | NY | 10/2022 | Present |
Lucky Real Estate, LLC/Real Estate Agent/Investment Related: Yes/Real Estate Sales/12.1.2017/Hours: 5/10302 Corona Avenue, Corona, NY 11368/Find house buyers, show them house inventories in currently market, submit offers for my client, attending closing at final stage. Huajia Realty LLC is name of other business. It is not investment-related business. Address of the business is 10215 Dunton Ct, Howard Beach, NY 11414. Property management is the nature of this business. My position and title is member of LLC. I owns a small share of this LLC. This relationship starts on May 6, 2016. My devote to the this business is usually off securities trading hours and it takes about 2 hours per month in average of my personal time. I help to maintain LLC owned property(Huajia Realty LLC owns only one property) in living condition when other LLC members are away.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-01 |
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