Ismael Tavares

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-03-16

MA RA
APPROVED

Since 2026-03-16

Branch Locations

1604 President Ave., Fall River, MA 02720 • United States

1501 S Main St, Fall River, MA 02724 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Santander Bank Na	New Bedford	MA	03/2015	06/2018
Santander Securities Llc	San Juan	PR	05/2016	06/2018
Bank Five	New Bedford	MA	06/2018	Present
Infinex Investments, Inc.	Meriden	CT	07/2019	Present

03/2015 → 06/2018

Santander Bank Na

New Bedford, MA
05/2016 → 06/2018

Santander Securities Llc

San Juan, PR
06/2018 → Present

Bank Five

New Bedford, MA
07/2019 → Present

Infinex Investments, Inc.

Meriden, CT

Other Businesses

1.) Bank Five. Yes, investment related. Banking. VP - Investment Executive. Started in June 2018. Approx 160 hours per month. Approx 136 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-02-28
S63	Uniform Securities Agent State Law Examination	2016-11-14

S65 Uniform Investment Adviser Law Examination

2026-02-28
S63 Uniform Securities Agent State Law Examination

2016-11-14

View on SEC IAPD

Current Employers

Osaic Institutions, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews